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Course profile

Advanced Studies in Finance (FINM4401)

Study period
Sem 1 2025
Location
St Lucia
Attendance mode
In Person

Course overview

Study period
Semester 1, 2025 (24/02/2025 - 21/06/2025)
Study level
Undergraduate
Location
St Lucia
Attendance mode
In Person
Units
2
Administrative campus
St Lucia
Coordinating unit
Business School

This integrative, capstone course is concerned with the interplay of finance strategy and organisational policy and strategy making. How finance strategy supports the achievement of the strategic ambitions of organisations is a particular focus. Key issues are establishing effective finance strategies and the organisational and environmental precursors to developing such strategies. Emphasis is placed on the alignment of finance strategy with organisational strategy. Students are expected to show intellectual leadership by conducting a significant research project within the domain of finance.

This course equips you with the skills to understand, synthesize, and critique research in finance. You will explore key research methods used in finance and learn to identify and evaluate high-quality studies. Additionally, the course covers current issues in finance, requiring extensive reading and critical analysis of relevant topics.

Course requirements

Assumed background

This course is the capstone course for the finance major of the BAB. Students are required to have completed (or be currently enrolled in) the other finance courses in the finance major of the BAB before enrolling in this course.

Prerequisites

You'll need to complete the following courses before enrolling in this one:

(FINM2415 or 3401) + 4 units from the major

Restrictions

Capstone course to be studied in the major. Course is restricted to students enrolled in the BAdvBus(Hons) program.

Course contact

Course staff

Lecturer

Dr Suman Neupane-Joshi

Timetable

The timetable for this course is available on the UQ Public Timetable.

Additional timetable information

Please note: Teaching staff do not have access to the timetabling system to help with class allocation. Therefore, should you need help with your timetable and/or allocation of classes, please ensure you email business.mytimetable@uq.edu.au from your UQ student email account with the following details:

  • Full name
  • Student ID
  • Course Code

Aims and outcomes

The aim of this course is to introduce students to finance research and to topical issues in finance.

Learning outcomes

After successfully completing this course you should be able to:

LO1.

evaluate finance research

LO2.

synthesise information into a significant piece of secondary research

LO3.

analyse current issues in finance

LO4.

work successfully in a group environment

Assessment

Assessment summary

Category Assessment task Weight Due date
Presentation Academic paper critique
  • In-person
15%

Week 3 - Week 10

Presentations will be held during class

Essay/ Critique Literature Review
  • Team or group-based
35%

9/05/2025 3:00 pm

Project Research Project
50%

9/06/2025 3:00 pm

Assessment details

Academic paper critique

  • In-person
Mode
Oral
Category
Presentation
Weight
15%
Due date

Week 3 - Week 10

Presentations will be held during class

Learning outcomes
L01, L03, L04

Task description

Select one academic paper from the provided reading list and present an overview and critique of the paper

The selected paper will form part of the group literature review

The individual presentations will be conducted throughout the semester

AI Statement:

Artificial Intelligence (AI) provides emerging tools that may support students in completing this assessment task. Students may appropriately use AI in completing this assessment task.. Students must clearly reference any use of AI in each instance. A failure to reference generative AI use may constitute student misconduct under the Student Code of Conduct.

Submission guidelines

Deferral or extension

You cannot defer or apply for an extension for this assessment.

Extensions or deferrals are not available for this presentation

Late submission

You will receive a mark of 0 if this assessment is submitted late.

Late submissions are not accepted for in-class presentations. Failure to present at the scheduled time will result in a mark of zero.

Literature Review

  • Team or group-based
Mode
Written
Category
Essay/ Critique
Weight
35%
Due date

9/05/2025 3:00 pm

Other conditions
Peer assessed.

See the conditions definitions

Learning outcomes
L01, L02, L03, L04

Task description

For this assessment, you will need to form and register a group on Blackboard

Your task is to write a review of the literature on a topic selected by the group from a list provided by the course coordinator

The literature review should focus on academic papers - including the paper that each individual group member has presented for the presentation assessment, but can also incorporate a very small number of relevant reports from quality non-academic sources such as investment banks, management consultants or non-profit organizations

AI Statement:

Artificial Intelligence (AI) provides emerging tools that may support students in completing this assessment task. Students may appropriately use AI in completing this assessment task.. Students must clearly reference any use of AI in each instance. A failure to reference generative AI use may constitute student misconduct under the Student Code of Conduct.

Submission guidelines

Via Blackboard

Deferral or extension

You may be able to apply for an extension.

Late submission

A penalty of 10% of the maximum possible mark will be deducted per 24 hours from time submission is due for up to 7 days. After 7 days, you will receive a mark of 0.

Research Project

Mode
Written
Category
Project
Weight
50%
Due date

9/06/2025 3:00 pm

Other conditions
Student specific.

See the conditions definitions

Learning outcomes
L01, L02, L03

Task description

In this research project, you will explore real-world data to identify relationships between some key variables. In this exercise, you will be required to use descriptive statistics and appropriate regression methodologies to establish the relationship. You will also be required to interpret the results. 

Further details will be provided on Blackboard and discussed in class.

AI Statement:

Artificial Intelligence (AI) provides emerging tools that may support students in completing this assessment task. Students may appropriately use AI in completing this assessment task.. Students must clearly reference any use of AI in each instance. A failure to reference generative AI use may constitute student misconduct under the Student Code of Conduct.

Submission guidelines

Via Blackboard

Deferral or extension

You may be able to apply for an extension.

Late submission

A penalty of 10% of the maximum possible mark will be deducted per 24 hours from time submission is due for up to 7 days. After 7 days, you will receive a mark of 0.

Course grading

Full criteria for each grade is available in the Assessment Procedure.

Grade Cut off Percent Description
1 (Low Fail) 0 - 29

Absence of evidence of achievement of course learning outcomes.

2 (Fail) 30 - 46

Minimal evidence of achievement of course learning outcomes.

3 (Marginal Fail) 47 - 49

Demonstrated evidence of developing achievement of course learning outcomes

4 (Pass) 50 - 64

Demonstrated evidence of functional achievement of course learning outcomes.

5 (Credit) 65 - 74

Demonstrated evidence of proficient achievement of course learning outcomes.

6 (Distinction) 75 - 84

Demonstrated evidence of advanced achievement of course learning outcomes.

7 (High Distinction) 85 - 100

Demonstrated evidence of exceptional achievement of course learning outcomes.

Additional course grading information

Grades will be allocated according to University-wide standards of criterion-based assessment.

Supplementary assessment

Supplementary assessment is available for this course.

Learning resources

You'll need the following resources to successfully complete the course. We've indicated below if you need a personal copy of the reading materials or your own item.

Library resources

Library resources are available on the UQ Library website.

Learning activities

The learning activities for this course are outlined below. Learn more about the learning outcomes that apply to this course.

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Learning period Activity type Topic
Week 1
Seminar

Introduction to research methods

Learning outcomes: L01

Week 2
Seminar

Hypothesis testing, basic statistics & regression

Learning outcomes: L01, L03

Week 3
Seminar

Experimental design & event studies

Learning outcomes: L01, L03

Week 4
Seminar

Dummy variables & Panel models

Learning outcomes: L01, L03, L04

Week 5
Seminar

Causal inference 1

Learning outcomes: L01, L03, L04

Week 6
Seminar

Causal inference 2

Learning outcomes: L01, L03, L04

Week 7
Seminar

Conducting a literature review

Learning outcomes: L01, L02, L03

Week 8
Seminar

Causal inference 3

Learning outcomes: L01, L03, L04

Mid-sem break
No student involvement (Breaks, information)

In-Semester Break

No class this week

Learning outcomes: L01

Week 9
Seminar

Causal inference 4

Learning outcomes: L01, L03, L04

Week 10
Seminar

Guest presenter (TBC)

Learning outcomes: L01, L03, L04

Week 11
Seminar

Surveys and content analysis

Learning outcomes: L01, L03, L04

Week 12
Seminar

Coding review

Learning outcomes: L01, L02, L03, L04

Week 13
Seminar

Course review

Learning outcomes: L01, L02, L03

Policies and procedures

University policies and procedures apply to all aspects of student life. As a UQ student, you must comply with University-wide and program-specific requirements, including the:

Learn more about UQ policies on my.UQ and the Policy and Procedure Library.